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Adding a securities license to your background means you will have the ability to offer your clients a broader range of important financial services.

Allied’s Series 7 exam preparation course is online and self-paced. Maintain daily responsibilities while you work towards advancing your career with the financial credentials you need. Meeting your career goals doesn’t get any easier.

Series 7 Exam Prep
Price: $288

According to the Financial Industry Regulatory Authority (FINRA), you must answer 72% of the questions on their Series 7 exam correctly in order to obtain your license. Your time is precious. Prepare with Allied and pass your exam with Series 7 exam preparation structured around the FINRA Series 7 Outline.

What You Receive:

• Series 7 Online Study Guide with Online Assessments and Study Plan
• Series 7 Exam Guide with 29 Units that follow the FINRA Outline (hardcopy)
• 2,000+ questions divided into 7 main categories
• Mock exams include 125 questions from the percentages below:
  • S7-1 Registration Requirements & Communication Rules—4%
  • S7-2 Customer Profile & Objectives—2%
  • S7-3 Types of Investments—49%
  • S7-4 Customer Accounts—5%
  • S7-5 Marketplaces & the Economy in Securities Markets—21%
  • S7-6 Securities Transactions & Recordkeeping—11%
  • S7-7 Portfolio & Securities Analysis—8%
• Live Student Support

 

What You Learn:

Part 1 – The Role of the Economy in Securities Markets
Part 2 – Customer Profile & Objectives
Part 3 – Investments
Part 4 – Portfolio & Securities Analysis
Part 5 – Customer Accounts
Part 6 – Securities Transactions & Recordkeeping
Part 7 – Registered Representatives and Investment Advisors
Part 8 – Marketplaces: IPOs & Aftermarket

Why Obtain Your Series 7 License?

• Legally buy/sell securities traded in the U.S. on behalf of your clients
• A Series 7 license is a prerequisite for taking other principal exams offered by FINRA, including the Series 66 Exam
• A Series 7 license is necessary for a member firm associate to register with FINRA
• Enhance your background and legally serve more clients
• Fulfill requirements for the Uniform Securities Act for state registration

 

Pinpoint Employment Opportunities While Taking Your Course:

In order to sit for your Series 7 exam, a licensed broker dealer is required to sponsor you. Do your research while taking your course and locate a "sponsor" employer. Some investment firms will hire new employees to perform other duties while sponsoring them for Series 7 licensing. Insurance companies are another viable sponsor option. This requirement is an opportunity for you to get your career moving even before you get licensed.

Want to locate a sponsor? Click here to view the Financial Industry Regulatory Authority (FINRA) membership list.